Causal mediation analysis and the promise of alpha-DEspR, a preclinical potential COVID-19 treatment in the ICU
January 09, 2026Mediation analysis, which started in the mid-1980s, is used extensively by appliedresearchers. Indirect and direct effects are the parts of a treatment effect that is mediated by acovariate (indirect effect) and the part that is not (direct effect). Subsequent work on naturaland pure indirect and direct effects provides a formal causal interpretation, based on crossworldscounterfactuals: outcomes under treatment with the mediator set to its value withouttreatment. Organic indirect and direct effects avoid cross-worlds counterfactuals, using socalledorganic interventions on the mediator while keeping the initial treatment fixed. Weargue that pure and organic indirect effects are very relevant for drug development. 1] They areoften the effect of a treatment through its intended pathway, and 2] they can be estimatedwithout on-treatment outcome data. We illustrate our approach by estimating thepure/organic indirect effect of alpha-DEspR, a potential treatment for COVID-19 in the ICU,mediated by DEspR+ neutrophil nets. alpha-DEspR targets elimination of DEspR+[NET+Ns] toattenuate or prevent multi-organ failure in critical COVID-19. alpha-DEspR eliminates DEspR+neutrophil nets in rats and in petri dishes; it is hoped, also in humans. Using the sequentialorgan failure assessment (SOFA)-score as a measure of disease severity, we estimated thepure/organic indirect effect of alpha-DEspR using data from patients with COVID-19 nottreated with alpha-DEspR. Our analysis illustrates the pre-clinical promise of alpha-DEspR, tobe used as an argument to fund an early-stage randomized clinical trial to collect ontreatmentoutcomes and estimate the overall effect of alpha-DEspR – thus giving insight intoclinical trial design. This illustrates how causal mediation analysis can be used as a potentialtranslational bridge from petri dish and/or animal model testing towards clinical trial testing.
Speaker: Dr. Judith Lok
November 11, 2025
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- 00:00That's important that is important
- 00:02in this application
- 00:04because there are no untreated
- 00:06outcome data in humans or
- 00:09alpha desperate that is the
- 00:11treatment that I will be
- 00:12talking about.
- 00:14Because alpha despa is still
- 00:15in its preclinical
- 00:17phase.
- 00:18It has been tried out
- 00:19in mice. It works really
- 00:21well in mice, and it
- 00:22has also been tried out
- 00:24on petri dishes, these little
- 00:27plastic thingies that they mess
- 00:28around with in the lab,
- 00:30works very well there too.
- 00:32But there is no authorization
- 00:35to use it in humans
- 00:36yet. So we cannot measure
- 00:38our own treatment outcome data
- 00:40yet.
- 00:41We can, however,
- 00:43think that hopefully
- 00:45the the alpha despa has
- 00:47a certain effect on what
- 00:49are called
- 00:50desperate positive
- 00:52neutrophil meds.
- 00:54And from that
- 00:55effect on desperate positive
- 00:58neutrophil meds, we hope to
- 01:00be able to estimate an
- 01:02indirect effect
- 01:04on the final outcome.
- 01:06And that's caused a mediation
- 01:07analysis for you, but then
- 01:09without splitting up an effect,
- 01:11but focusing only
- 01:13on an indirect effect.
- 01:16Why is that important? Because
- 01:17we don't know how Alpha
- 01:19Dashboard will work in humans,
- 01:21and we wanna get a
- 01:22sense of how it works
- 01:24and what we can expect
- 01:26of alphadespir once it will
- 01:28be used in humans,
- 01:30supposing that the only effect
- 01:32that alphadespir
- 01:33has
- 01:34is through those desperate positive
- 01:36neutrophil nets
- 01:38that are actually the target
- 01:39of alpha despa.
- 01:41So what I am going
- 01:42to estimate is the targeted
- 01:44effect, the effect of what
- 01:46the treatment is targeting. It's
- 01:48targeting desperate and positive neutrophil
- 01:50meds, so we are going
- 01:52to look at the effect
- 01:54through the targeted
- 01:56biopsy.
- 01:59Okay. So
- 02:01my talk is causal mediation
- 02:02analysis and the promise of
- 02:04alpha
- 02:05for a preclinical
- 02:06potential COVID nineteen treatment in
- 02:08the ICU.
- 02:09This is an actual treatment
- 02:11except it has not been
- 02:12tried in humans.
- 02:17So typically,
- 02:18direct and indirect effects are
- 02:20used to separate a total
- 02:23effect. And so I let
- 02:24let me first introduce that
- 02:26to you. It's used because
- 02:28the mediation analysis separates the
- 02:30effect
- 02:31into
- 02:32a part that is oh,
- 02:33this doesn't work. A part
- 02:35that is mediated through covariant
- 02:37m, that's the indirect effect,
- 02:39and the part that is
- 02:40not, and that is the
- 02:41direct effect. It works through
- 02:43other pathways.
- 02:45For example, the treatment could
- 02:46be a blood pressure lowering
- 02:48medication.
- 02:49The outcome could be heart
- 02:51attack, yes or no, maybe
- 02:52within five years or so.
- 02:54And then we can think
- 02:56how much of the effect
- 02:57of the blood pressure lowering
- 02:59medication a is mediated by
- 03:01the effect it has on
- 03:02blood pressure m
- 03:04and how much
- 03:05works,
- 03:06if any, works through other
- 03:08pathways.
- 03:09So also in this case,
- 03:10you see that there is
- 03:12an intended effect, a targeted
- 03:14effect
- 03:15that is the effect of
- 03:16blood pressure
- 03:17lowering medications working through blood
- 03:20pressure,
- 03:20but there may also be
- 03:22other effects.
- 03:25And here is my example
- 03:27that is also my application
- 03:30Alpha desperate,
- 03:31the preclinical
- 03:32pro potential COVID nineteen treatment
- 03:35in the ICU
- 03:36has been shown to eliminate
- 03:39desperate positive
- 03:40neutrophil meds
- 03:41in rats
- 03:43and in petri dishes. Actually,
- 03:44I'm not sure it's rats
- 03:45or mice. I have on
- 03:46my list of to do
- 03:47things to figure it out,
- 03:48but these little small animals
- 03:49that we don't like in
- 03:50our house.
- 03:51So if alpha despera also
- 03:53eliminate despera positive neutrophil meds
- 03:56in humans,
- 03:57What is its indirect effect
- 03:59on the SOFA score ICU
- 04:01discharge and it's her outcome
- 04:03y
- 04:04that is mediated
- 04:06through Desperative Neutrofel
- 04:08NETs?
- 04:09So we have here an
- 04:10outcome that is measured at
- 04:12the end of the study.
- 04:13They also assign
- 04:15a SOFA score,
- 04:17if a person is not
- 04:18discharged alive. So if people
- 04:21die in the hospital, that
- 04:22happens when we're talking about
- 04:24ICU data,
- 04:25and then assign a score
- 04:27to people who died as
- 04:28well.
- 04:32Another application I have been
- 04:34working on also is,
- 04:36there are several potential preclinical
- 04:39HIV
- 04:40cure treatments,
- 04:41and they typically target the
- 04:43HIV HIV
- 04:45reservoir.
- 04:46And there are several measures
- 04:47of the HIV reservoir that
- 04:49they may target,
- 04:50and we can try to
- 04:51figure out what is the
- 04:52indirect effect
- 04:54of HIV curative treatment on
- 04:57long term outcomes
- 04:59mediated by their
- 05:01the HIV reservoir. And also
- 05:03here you see it's the
- 05:04the effect that is targeted.
- 05:07And you see often in
- 05:08causal mediation analysis that that
- 05:11indirect effect that goes to
- 05:12that pathway
- 05:14treatment to mediator
- 05:16treatment
- 05:17to mediator through outcome
- 05:19that is often the intended
- 05:21pathway
- 05:22for which the drug is
- 05:23designed.
- 05:25So what is the effect
- 05:26of an HIV curative treatment
- 05:28a on viral rebound? Why
- 05:30viral rebound is how good
- 05:32the treatment works long term
- 05:34mediated through the HIV repertoire.
- 05:38That's not my application today.
- 05:42The seminal article on mediation
- 05:44analysis that has been cited,
- 05:47a zillion times, not a
- 05:48zillion, one hundred thirty nine
- 05:50thousand something yesterday,
- 05:53in Google Scholar, and many
- 05:54of these are from the
- 05:55last ten years. So calls
- 05:57to mediation analysis has been
- 05:58boy booming. Maybe I shouldn't
- 06:00say causal mediation analysis. Maybe
- 06:02I should say mediation analysis
- 06:05because Baron and Kenny did
- 06:06not exactly
- 06:07popularize causal mediation analysis, but
- 06:10just look at half its.
- 06:13Mediation analysis is very important
- 06:15in the health sciences, psychology,
- 06:17epidemiology,
- 06:18space places like that. And
- 06:21it is very important to
- 06:22know the kinds of assumptions
- 06:23that we're making when this,
- 06:25when we do these conclusions.
- 06:27And I like this citation
- 06:28from Jamie Robinson,
- 06:30Thomas Richardson.
- 06:31They are much my senior,
- 06:32so they can say this.
- 06:34I can't, although I do
- 06:35happen to this happen to
- 06:36agree with them.
- 06:38The nature of the relationship
- 06:39between the senses expressing these
- 06:41causal conclusions
- 06:43and the statistical computer calculations
- 06:45performed on the string of
- 06:47numbers
- 06:48has been obscure.
- 06:50In other words, causal mediation
- 06:53analysis is much more disputed
- 06:56than other
- 06:57types of causal inference
- 07:00and I will tell you
- 07:01why later.
- 07:03There are quite a number
- 07:05of people who like causal
- 07:06inference but who don't want
- 07:08to do causal mediation analysis.
- 07:10You may have met them.
- 07:12So the setting and the
- 07:13notation, randomized treatment a, that
- 07:16can be relaxed, but that
- 07:17is not the subject of
- 07:18this talk.
- 07:20Pre treatment common causes of
- 07:22the mediator m and the
- 07:24outcome y. I'm assuming here
- 07:26we have them all and
- 07:28I call them c for
- 07:29common causes.
- 07:31And I'm assuming that there
- 07:32are no cross treatment common
- 07:34causes of the mediator
- 07:35m and the outcome y.
- 07:37And the reason is that
- 07:39things get complicated in that
- 07:40case. I have some work
- 07:42on it, but that needs
- 07:43to do data sample reports
- 07:44with Ohio Tech.
- 07:47I use as usual a
- 07:49superscript zero to say without
- 07:51treatment. So zero is no
- 07:53treatment. Superscript one indicates under
- 07:56treatment.
- 08:00So then we have the
- 08:01following causal diagram.
- 08:03Wouldn't call it that bad
- 08:04because and then they get
- 08:05in trouble with some people.
- 08:07So we have here the
- 08:08treatment.
- 08:09It may affect the mediator,
- 08:11which in turn may affect
- 08:13the outcome.
- 08:14So this path from a
- 08:16to m to y, that
- 08:17is the indirect effect.
- 08:19And there could be effects
- 08:21through other pathways. Those go
- 08:23around the mediator,
- 08:24and the that is called
- 08:26the direct effect.
- 08:31Effect. And my recurring
- 08:33example,
- 08:34alpha despora,
- 08:36that is the treatment that
- 08:38I'm interested in.
- 08:39And I, that is the
- 08:40mediator that I'm interested in.
- 08:42In this case, it's desperate
- 08:44positive neutrophil nets. It's a
- 08:45mouthful, but they're really pretty.
- 08:47They make really pretty pictures
- 08:49of these nets, and then
- 08:50they are able to count
- 08:51them. And it's a whole
- 08:53big process.
- 08:54So the datasets that I'm
- 08:56using in this project are
- 08:57small. There are like thirty
- 08:58four patients or thirty five.
- 09:01There are few because it
- 09:02takes a ton of time
- 09:03to make these beautiful pictures
- 09:04and then to count all
- 09:06these nets.
- 09:08Final outcome is the SOWFA
- 09:10score and ICU
- 09:12discharge. It's a measure of
- 09:14multi organ failure
- 09:16that is typically used in
- 09:17the ICU
- 09:19and again, they also assign
- 09:20a score if a patient
- 09:22dies.
- 09:24And then there is a
- 09:25common cause of the mediator
- 09:27and the outcome. So the
- 09:28mediator is the desperate positive
- 09:30neutrophil nets. The outcome is
- 09:31the SOWFA score at ICU
- 09:33discharge.
- 09:34And this common cause that
- 09:36we have been using
- 09:38is the SOWFA score at
- 09:40ICU admission or close to
- 09:42ICU admission.
- 09:43It is a measure of
- 09:45how well a person is
- 09:46doing when they enter the
- 09:48ICU.
- 09:49It's also, again, the the
- 09:51score of multi organ failure.
- 09:56So what I'm interested in
- 09:57especially is the effect of
- 09:59alpha desprud
- 10:01that affects the desprud positive
- 10:03neutral film that's in turn
- 10:04the SOWFA score. So I'm
- 10:05mainly going to estimate the
- 10:07indirect effect
- 10:08because it turns out I
- 10:10cannot do the direct effect.
- 10:15I like Baron and Kanesho.
- 10:17I wanted to put that
- 10:18up also.
- 10:20Suppose the model for m
- 10:21given a is a linear
- 10:22model where the mean of
- 10:24the mediator given the outcome
- 10:25is just, you have two
- 10:27different means, one for treated
- 10:28and one for untreated.
- 10:30And then the model for
- 10:31the outcome given the mediator
- 10:34and the treatment
- 10:36is also a linear model,
- 10:38can depend on the treatment
- 10:39and it can depend on
- 10:40the mediator.
- 10:41And then what, Baron and
- 10:43Kenny say is that the
- 10:45effect
- 10:46that is mediated
- 10:48is first alpha one so
- 10:49that you get the different
- 10:51mediator.
- 10:52And then in the next,
- 10:53you see that the different
- 10:54mediator causes beta two alpha
- 10:57one on average.
- 10:58So that's how they motivate
- 11:01their alpha one beta two.
- 11:03They don't use causal mediation
- 11:06analysis notation
- 11:08with counterfactual
- 11:09outcomes, or even maybe,
- 11:11crossroads
- 11:12counterfactuals.
- 11:13Nothing of that. They just
- 11:15say, look, we had this
- 11:16mediator goes and it makes
- 11:18it alpha one bigger.
- 11:19The treatment goes, makes the
- 11:21mediator alpha one bigger, and
- 11:23then look at this model
- 11:24that causes is beta two
- 11:25times alpha one.
- 11:28And then when they say
- 11:29the direct effect is whatever
- 11:30is left, and you can
- 11:32show in these models that
- 11:33that is just beta one.
- 11:35That's the difference between the
- 11:37total effect
- 11:38you can also get from
- 11:39these things
- 11:40and the indirect effect.
- 11:45Most applications of causal mediation
- 11:47analysis
- 11:48estimate natural
- 11:49indirect effects. Those have really
- 11:52been booming.
- 11:53You see that there is
- 11:54not that many applications
- 11:56of other approaches to causal
- 11:58mediation analysis.
- 12:00Well, they will go on
- 12:01to apply causal mediation analysis,
- 12:04find a package online, and
- 12:06typically say, I want the
- 12:08natural indirect and direct effects.
- 12:11And I will argue that
- 12:12that is not always the
- 12:13way to go, but,
- 12:15let's let's see why.
- 12:18The building blocks for natural
- 12:20direct and indirect effects
- 12:22are the outcome,
- 12:23but under treatment,
- 12:25be the mediator set to
- 12:27its failure without treatment.
- 12:31Okay? So is the outcome
- 12:33under treatment had the mediator
- 12:35been set to its value
- 12:37without treatment.
- 12:40And then the natural direct
- 12:42effect you see here maybe
- 12:44I should stand here so
- 12:45that the people online can
- 12:47also see what I point
- 12:48to.
- 12:50So here you have the
- 12:51mediator under no treatment.
- 12:53Here you also have the
- 12:54mediator under no treatment. Right?
- 12:56Because these are untreated people.
- 12:58They don't know are not
- 12:59messing with their mediator specifically.
- 13:01So it's mediator under no
- 13:03treatment versus mediator under no
- 13:05treatment,
- 13:06but treated versus untreated. So
- 13:08that's the direct effect that
- 13:09works to other pathways that
- 13:11are not n.
- 13:14And here we have the
- 13:15outcome here. The mediator is
- 13:17mediator under treatment because we're
- 13:19not messing with it and
- 13:20we are treating these people.
- 13:21So it's mediator under treatment
- 13:23versus mediator under no treatment.
- 13:27All these people are treated,
- 13:29both these ones are treated
- 13:30and these ones are treated,
- 13:31but it's m one
- 13:33versus m zero.
- 13:35So this is the indirect
- 13:37effect. This goes through the
- 13:39pathway through the mediator.
- 13:42And that's the kind of
- 13:43mediation analysis that most people
- 13:45are applying.
- 13:47It's maybe not
- 13:48the mediation causal mediation analysis
- 13:50that you see the most
- 13:51theory papers on.
- 13:56So suppose treatment is randomized,
- 13:58then estimation of the expectation
- 14:00of the outcome under treatment
- 14:01is very easy. You just
- 14:03did the average in the
- 14:04treated group.
- 14:06So then you need to
- 14:07still for,
- 14:08an indirect and direct effect
- 14:10because, look, they are based
- 14:11on this
- 14:13on this expectation of y
- 14:15one and zero.
- 14:16We still need to
- 14:18estimate
- 14:19the expected outcome under treatment
- 14:22with the mediator set to
- 14:23its value without treatment.
- 14:26And there,
- 14:27is a, what is called
- 14:28the mediation
- 14:30formula.
- 14:31So that says first,
- 14:34the
- 14:35common causes come about.
- 14:37Then the mediator comes about
- 14:39given the common causes
- 14:41according to its distribution under,
- 14:44under a is equal to
- 14:45zero, which makes sense.
- 14:48And then after that, you
- 14:49get the expected
- 14:50outcome
- 14:51given that common calls and
- 14:53given the mediator that we
- 14:54just had had had the
- 14:55distribution of, but they come
- 14:57about under a is equal
- 14:59to one, which also makes
- 15:00sense because you see a
- 15:02one there.
- 15:03So when the first time
- 15:04when I saw this mediation
- 15:06formula, I was like, okay,
- 15:07that's cool. I understand that.
- 15:08That seems nice. And then
- 15:10I was told, well, actually
- 15:11to prove that, you need
- 15:13a lot of assumptions and
- 15:15there's a lot of mess
- 15:16going around behind the scenes.
- 15:21So I will tell you
- 15:22a little bit of that
- 15:23mess that comes around behind
- 15:24the scenes, but not until
- 15:26I say, well, actually, if
- 15:28there is no treatment mediator
- 15:31interaction in the outcome model,
- 15:32so this outcome model, the
- 15:34expectation
- 15:35of y
- 15:36given m and a doesn't
- 15:38have
- 15:39some kind of parameter times
- 15:41a times m. It's just
- 15:44a, parameter times m plus
- 15:46other term parameters times
- 15:48a,
- 15:49then the resulting,
- 15:52indirect effect
- 15:53is actually the same as
- 15:55the one that was proposed
- 15:56by Varun and Kemi.
- 15:59It turns out if there
- 16:00is an interaction between treatment
- 16:02and the mediator in that
- 16:04outcome model,
- 16:05that there there is a
- 16:07difference between the two approaches.
- 16:09And this has actually been
- 16:11used by causal inference people
- 16:13to say that Baron and
- 16:14Kenny got it wrong.
- 16:16And this is something with
- 16:17which I personally completely
- 16:19disagree with because I do
- 16:21not think I got it
- 16:22wrong.
- 16:23I think we have to
- 16:24think carefully
- 16:25about what we want.
- 16:27And, there I mean, do
- 16:29we want to set the
- 16:31mediator to its value without
- 16:33treatment,
- 16:34or do we want to
- 16:35set the mediator to its
- 16:37value with treatment?
- 16:39And depending on the application,
- 16:41the one is of interest
- 16:42or the other is of
- 16:43interest.
- 16:45If we set the mediator
- 16:47to its value with treatment,
- 16:50suddenly get it right.
- 16:52In other words, if we
- 16:53start missing out with what
- 16:55we call treatment and what
- 16:56we call control,
- 16:58then sometimes Baron and Kenny
- 16:59get it right and sometimes
- 17:01they get it wrong.
- 17:03In other ways, they are
- 17:04after
- 17:05both
- 17:07by causal inference people have
- 17:09been called the pure indirect
- 17:12effect.
- 17:13And then you look at
- 17:14their
- 17:16interpretation
- 17:17that I just showed you,
- 17:18that is also more in
- 17:20line with the pure indirect
- 17:21effect
- 17:22than it is with a
- 17:23natural indirect effect.
- 17:27Okay. So
- 17:28under certain conditions, strong parametric
- 17:30assumptions, linear models, and no
- 17:32exposure mediator indirection, they do
- 17:35get the same as Baron
- 17:36and Kenny. And so they
- 17:38add a causal interpretation
- 17:39to that,
- 17:41line of research, which is
- 17:42very important
- 17:44because you saw how many
- 17:45citations that got.
- 17:48It's important to underpin that
- 17:50also from a causal perspective.
- 17:52Most methods need many quantifiable
- 17:55outcomes. They use the come
- 17:57on their treatment with the
- 17:58mediator set which value without
- 18:00treatment,
- 18:01and I don't haven't seen
- 18:02many causal inference approaches
- 18:05that don't also talk about
- 18:06the outcome
- 18:08on their treatment
- 18:09where the mediator sets to
- 18:11any very particular
- 18:12value of the mediator.
- 18:16And this requires
- 18:17that you can set the
- 18:18mediator,
- 18:20which you can sometimes do
- 18:21but sometimes also not.
- 18:25So the first thing is,
- 18:27so when we talk about
- 18:28these counterfactual
- 18:30outcomes, they are called cross
- 18:31rules
- 18:32counterfactuals
- 18:33because we are talking out
- 18:35about the mediator that is
- 18:36set to its value without
- 18:37treatment
- 18:38while a person is treated.
- 18:41So even if we could
- 18:42set the mediator, we don't
- 18:43typically know how to set
- 18:44it or where to set
- 18:46it because we don't if
- 18:47we treat the person, we
- 18:49don't observe their mediator under
- 18:51under no treatment, so we
- 18:52don't know where to set
- 18:54it. And
- 18:55but this is this is
- 18:56what has been generally in
- 18:58the postural inference literature
- 19:00being attacked
- 19:01to the
- 19:02to the,
- 19:04natural indirect effect approach.
- 19:07But what I find actually
- 19:09more bothersome
- 19:10is that in many cases,
- 19:11we cannot set a mediator.
- 19:14When you look at the
- 19:15first paper that Judea Pearl
- 19:17published on causal mediation analysis,
- 19:20his example is a mediator
- 19:23aspirin
- 19:25and aspirin use was more
- 19:27common
- 19:28under treatment than under no
- 19:30treatment because aspirin use was
- 19:32you, aspirin was used
- 19:34to
- 19:35make sure that the side
- 19:37effects of the treatment were
- 19:38not too heavy because the
- 19:40treatment treatment con
- 19:42resulted in headaches,
- 19:44and so the aspirin was
- 19:46used to treat the headaches.
- 19:48About then, the effect of
- 19:49the treatment was mediated through
- 19:52the aspirin dose, which was
- 19:53helpful,
- 19:54but was not the was
- 19:56not really the intended effect
- 19:58of the treatment.
- 19:59So they wanted to figure
- 20:00out how much of the
- 20:01effect of the original treatment
- 20:03will work through the aspirin
- 20:05use and how much of
- 20:06the treatment effect works through
- 20:08our pathways.
- 20:10But our pathways were in
- 20:11this case actually the intended
- 20:13effect.
- 20:15But there are other settings,
- 20:16and that includes my HIV
- 20:19example,
- 20:20where the,
- 20:21where the
- 20:23mediator is the HIV reservoir.
- 20:26Now if you were able
- 20:27to set the HIV
- 20:28reservoir,
- 20:30HIV research would be down
- 20:33there. We're we're ready because
- 20:35if we can set the
- 20:37HIV reservoir,
- 20:39we're going to set it
- 20:40to zero,
- 20:41and all these patients are
- 20:43suddenly cured of HIV.
- 20:46And,
- 20:48hypothetically,
- 20:49this is awesome. In practice,
- 20:51it doesn't doesn't work because
- 20:52there are no treatments that
- 20:54set the HIV reservoir.
- 20:56People are really trying very
- 20:58hard to reduce it.
- 21:00But even if they can
- 21:01reduce it, they can probably
- 21:03not set it to any
- 21:04particular value. They'll be able
- 21:06to change the distribution,
- 21:08but they are not able
- 21:09to set it to a
- 21:10particular value.
- 21:12So I I don't usually
- 21:14know
- 21:14how to set that mediator,
- 21:16how to how to internalize
- 21:19that.
- 21:20So how to set the
- 21:21mediator is usually left unanswered.
- 21:23Outcomes are undefined in many
- 21:25many practical situations.
- 21:28Colin Frankakis provide an illustrative
- 21:30example.
- 21:31There are many competing
- 21:33ways to assign hypothetically
- 21:35a body mass index of
- 21:37twenty five kilograms per square
- 21:39meter to an individual,
- 21:41and each of them may
- 21:42have a different effect, causal
- 21:44effect
- 21:44on me.
- 21:47You can think of very
- 21:48extreme ways
- 21:50to reduce their body mass
- 21:52index.
- 21:57So people have been trying
- 21:58to get around these couch
- 22:00the these crossroads counterfactuals.
- 22:03I haven't seen many approaches
- 22:05that also try to
- 22:06get out of,
- 22:08out of these ones.
- 22:10My approach also tries to
- 22:11get out of these ones
- 22:12because I want to apply
- 22:14to these HIV examples, to
- 22:16the COVID nineteen example where
- 22:18we cannot set them in
- 22:19use.
- 22:22So I have been proposing
- 22:23organic direct and indirect effects
- 22:25that I will tell you
- 22:26about.
- 22:27It can be shown that
- 22:28they are a generalization
- 22:30of randomized direct and indirect
- 22:32effects.
- 22:34And they're also
- 22:35most likely, I have the
- 22:37proof for that, but not
- 22:38published.
- 22:39There are also a generalization
- 22:41of separable, direct, and indirect
- 22:43effects that are also around
- 22:44the literature.
- 22:45So I will tell you
- 22:46what those are, the organic
- 22:48indirect and direct effects.
- 22:50So I as an intervention
- 22:52on the mediator that is
- 22:53not that doesn't affect the
- 22:55pretreatment common causes of the
- 22:57mediator m and the outcome
- 23:00y.
- 23:01And then I'm going to
- 23:02talk about
- 23:03the mediator
- 23:05under no treatment but with
- 23:06the intervention
- 23:08and the outcome under no
- 23:09treatment but with the intervention.
- 23:13It's an intervention on the
- 23:14mediator.
- 23:17And then I define something
- 23:19as an organic intervention
- 23:21If under the intervention,
- 23:23the mediator has the same
- 23:24distribution as the mediator under
- 23:26the treatment
- 23:29given the common causes, you
- 23:30have to always respect the
- 23:31common causes.
- 23:34And then the other condition
- 23:36for an organic intervention
- 23:38is that once the mediator
- 23:40comes about under the intervention,
- 23:44then it doesn't matter how
- 23:46that
- 23:47mediator comes about under the
- 23:49intervention.
- 23:50After this, the outcomes
- 23:52follow their natural course as
- 23:55though that mediator equals m
- 23:57came about naturally under no
- 23:59treatment.
- 24:02So after the mediator comes
- 24:04about under the intervention,
- 24:06the system follow its natural
- 24:08course as though the mediator
- 24:10came about
- 24:11without treatment. The expected outcome
- 24:13is the same. I have,
- 24:14in the past, sometimes even
- 24:15have a vaguely sign language,
- 24:16but the distribution
- 24:17is the same. The only
- 24:19thing that you really need
- 24:20is the expected value that's
- 24:21the same.
- 24:23So after I effects the
- 24:24mediator,
- 24:26the system follows its natural
- 24:27course as though the mediator
- 24:29value came about with no
- 24:30treatment a is equal to
- 24:32zero. And for the system
- 24:33to know where it has
- 24:34to go,
- 24:35you need to condition on
- 24:37the common causes
- 24:39because otherwise the system will
- 24:41go wherever it will ignore
- 24:42common causes and then you
- 24:44don't really truly know where
- 24:45it wants to go.
- 24:48For example, a is equal
- 24:49to one is the blood
- 24:50pressure lowering medication
- 24:52and blood pressure by the
- 24:53occurrence of a heart attack.
- 24:55Does a is one have
- 24:56a direct havoc on heart
- 24:58attacks?
- 24:59Well, for example, blood pressure
- 25:00lowering medication, so this could
- 25:02be the distribution of the
- 25:03blood pressure,
- 25:04then maybe it's just a
- 25:05shift of the blood pressure
- 25:08distribution, the treatment.
- 25:09So the intervention also has
- 25:11to be a shift in
- 25:12the distribution
- 25:13of the blood pressure and
- 25:15maybe we could
- 25:17think of this as, as
- 25:19a salt reduction because that
- 25:20also changes the blood pressure
- 25:22distribution.
- 25:24And then
- 25:25after that, it has to
- 25:26be that,
- 25:29the heart attacks follow their
- 25:31course as though that reduced
- 25:32blood pressure came about without
- 25:36the treatment or without
- 25:38the Schult.
- 25:41And it turns out that
- 25:43Schult is believed to have
- 25:44an effect on on heart
- 25:46attacks only through its effects
- 25:48on blood pressure. You can
- 25:49look it up in the
- 25:50CDC website.
- 25:52And so maybe we can
- 25:53affect and we can we
- 25:55can think
- 25:56that once the blood pressure
- 25:57has been lowered by the
- 25:59salt reduction,
- 26:01that after that, it is
- 26:02just as though the blood
- 26:03pressure came about without the
- 26:05salt reduction.
- 26:07So what does salt reduction
- 26:09do? It has no direct
- 26:10effect on heart attacks according
- 26:11to the CDC.
- 26:13It affects blood pressure and
- 26:14the same as a is
- 26:15equal to one does. So
- 26:17its effect should be the
- 26:18effect of a is equal
- 26:19to one mediated through the
- 26:21blood pressure. So that's the
- 26:23idea of an organic intervention.
- 26:25It affects
- 26:26the mediator the same way
- 26:28as the treatment does, but
- 26:29after that, the system follows
- 26:31its natural course
- 26:32as though that mediator came
- 26:34about without treatment.
- 26:39And then you can define
- 26:41the indirect effect. So here
- 26:42we have the mediator distribution
- 26:45is the distribution of m
- 26:47one under the intervention.
- 26:48Here we have m zero
- 26:50itself. So this is the
- 26:51mediated effect.
- 26:53And here we have the
- 26:55mediator distribution
- 26:57is m one. The mediator
- 26:59distribution
- 27:00is m one, but with
- 27:01or without treatment, so that
- 27:03is the direct effect.
- 27:04And then maybe what you
- 27:06can think of is that
- 27:07maybe this is not a
- 27:08good definition
- 27:10because we are doing it
- 27:11relative to c.
- 27:14But you can show
- 27:17so
- 27:18and so I can my
- 27:19first is, I can be
- 27:20seen as a hypothetical intervention
- 27:22to phrase the question, what
- 27:23if the mediator distribution changes
- 27:25according to treatment a is
- 27:27equal to one? And after
- 27:28that, the system follow its
- 27:30natural course
- 27:31as though the mediator
- 27:33value came about without treatment.
- 27:37And then there's another this
- 27:38is the consistency assumption. When
- 27:40we treat someone, we measure
- 27:41their treatment treated outcome and
- 27:43mediator,
- 27:44and under no treatment, we
- 27:46measure the untreated mediator and
- 27:48outcome. And only under that,
- 27:50so now all these assumptions
- 27:52that natural indirect effects are
- 27:53based on, you own you
- 27:55you need nothing more than
- 27:57the definition of organic intervention
- 27:59and this consistency
- 28:01assumption
- 28:01to write down the mediation.
- 28:05If you're interested,
- 28:06at the end of the
- 28:07talk, I can give you
- 28:08the proof. It's
- 28:10very
- 28:11short.
- 28:14So it's and and and
- 28:17what I try to do
- 28:18here with this organic intervention
- 28:20is read off the results
- 28:21from the mediation formula to
- 28:22get a sense of what
- 28:23we want and also to
- 28:25follow Baron and Kenny
- 28:26before because first, the mediator
- 28:29comes about according to its
- 28:30distribution under treatment. That's my
- 28:32first condition for organic intervention.
- 28:35And then the outcome comes
- 28:37about under treatment.
- 28:38It's the second
- 28:40condition of organic intervention. So
- 28:42it's just read off of
- 28:43the mediation
- 28:44formula
- 28:45because the the first time
- 28:46I saw the mediation formula,
- 28:47I was like, that is
- 28:48really cool.
- 28:49So I wanted that formula
- 28:51but without those extra assumption.
- 28:56So without common including common
- 28:58causes, the system doesn't know
- 28:59where it can where it
- 29:00has to go.
- 29:01I have proven that if
- 29:04you include all common causes
- 29:05of the mediator and the
- 29:07outcome,
- 29:08then these organic indirect indirect
- 29:10effects are uniquely defined.
- 29:14And this is a definition
- 29:15and stuff. So what I
- 29:16want to do now is
- 29:18apply this idea
- 29:21to,
- 29:21alpha despa.
- 29:23So,
- 29:24the organic indirect effects can
- 29:26be estimated with the distribution
- 29:28of the mediator on the
- 29:29treatment
- 29:30and under no treatment,
- 29:32and the expectation of the
- 29:33outcome given the mediator and
- 29:35pretreatment covariates
- 29:37only under no treatment.
- 29:39And that comes from the
- 29:41mediation formula. If you can
- 29:42go back to the mediation
- 29:44formula.
- 29:45Look. The indirect effect is
- 29:47going to be this one
- 29:48minus the expectation of the
- 29:50untreated
- 29:52outcome.
- 29:54The untreated outcome, I can
- 29:56estimate the mean without on
- 29:57treat without outcome beta because
- 29:58it's the untreated outcome. And
- 30:00look at this formula.
- 30:02It has only expectation of
- 30:04y given a is equal
- 30:05to zero. There's no treated
- 30:08outcomes in this formula.
- 30:10People typically
- 30:11model
- 30:12the outcome given the mediator
- 30:14and the treatment,
- 30:16but there's no need to
- 30:17do that. It would be
- 30:18borrowing strength
- 30:20from treated outcomes
- 30:22to make more precision happen
- 30:24under more assumptions.
- 30:26But if you only have
- 30:28untreated
- 30:29outcome data, that's enough to
- 30:31use the negation formula in
- 30:33this case. And that is
- 30:34because I've been working with
- 30:36the outcome under no treatment
- 30:38but an intervention on the
- 30:40mediator instead of the outcome
- 30:42under treatment
- 30:43with an intervention on the
- 30:45mediator.
- 30:46So this is the an
- 30:47analog of a pure indirect
- 30:49effect
- 30:50where I look at untreated
- 30:52mediator
- 30:53under treatment
- 30:55instead of treated
- 30:57and
- 30:58untreated mediator.
- 31:02Okay.
- 31:03So if we do that,
- 31:05we don't need treated outcomes
- 31:07to estimate an indirect effect.
- 31:11And I will show you
- 31:12how that helps in a
- 31:14preclinical
- 31:14stage.
- 31:16So this is the
- 31:17oh, let's take this out
- 31:19of the way.
- 31:20Yeah. So,
- 31:21this is
- 31:23the graph that my clinical
- 31:25collaborators
- 31:26came me first time I
- 31:27met them.
- 31:29They wanted causal mediation analysis,
- 31:31and they had been told
- 31:32by the NIH and by
- 31:33the reviewers of their paper,
- 31:35you need a statistician.
- 31:38And so when they went
- 31:39on the BU website, who
- 31:41is a statistician
- 31:42at BU who knows about
- 31:43causal mediation analysis,
- 31:45There's not.
- 31:47So they ended up with
- 31:48me, and they were like,
- 31:49we want to do causal
- 31:50mediation analysis, and this is
- 31:52what we want to do.
- 31:53The effect of SOFA one
- 31:56mediated by positive
- 31:58neutrophil nets
- 32:00on the SOFA score at
- 32:01ICU discharge.
- 32:04And it took me a
- 32:05while before I could interpret
- 32:07that SOFA score at baseline
- 32:09as a treatment because for
- 32:10me that was a conveyor
- 32:12not a treatment.
- 32:13But they see it as
- 32:14a measure of how much
- 32:16badness
- 32:18each patient has been exposed
- 32:20to.
- 32:21So for them, it's a
- 32:23measure of exposure.
- 32:25How much badness has this
- 32:27patient been exposed?
- 32:29And they wanted this, and
- 32:30I gave them this. It's
- 32:31a multi it's a continuous
- 32:33exposure, so it's a little
- 32:34bit complicated,
- 32:35but you can do it.
- 32:37But after two or three
- 32:38meetings, I was like, I'm
- 32:40fine.
- 32:41Why?
- 32:42Why do you want this?
- 32:45And it turned out what
- 32:46they wanted actually was, well,
- 32:48if we have this and
- 32:50it's mediated,
- 32:52then that's a measure
- 32:53that also alpha desperate, that's
- 32:56our treatment, our
- 32:57prekinable treatment that we hope
- 32:59to bring on the market
- 33:00someday, that actually affects
- 33:03the
- 33:04the despa positive neutrophil nets.
- 33:06And if it me if
- 33:08the despa positive neutrophils fit,
- 33:10neutrophil mediate
- 33:12so far so far too,
- 33:14then that's an indication that
- 33:16maybe our treatment does something.
- 33:17And then I was like,
- 33:19ah, but I know a
- 33:20thing or two about false
- 33:21remediation analysis.
- 33:23So why don't we look
- 33:24at this graph?
- 33:27And they were like, can
- 33:28we?
- 33:30Yeah, we can. I published
- 33:32something on this
- 33:34similar
- 33:35for HIV curative treatment in
- 33:37epidemiology in twenty twenty one
- 33:39together with a collaborator and
- 33:41we looked at hypothetical,
- 33:44interventions on the HIV reservoir,
- 33:46hypothetical
- 33:47reductions
- 33:48of the HIV reservoir.
- 33:50But in your case, it's
- 33:51not even hypothetical,
- 33:55effects on the on the
- 33:57desperate positive movement from that.
- 33:58You actually have done this
- 34:00in animal studies and feathery
- 34:02dishes, so you have a
- 34:03clear hope for what that
- 34:05effect on the mediator is
- 34:07gonna be.
- 34:08So yes, we can do
- 34:09causal mediation
- 34:10causal mediation analysis
- 34:12really for alpha desperate itself
- 34:14as well and that got
- 34:16them excited so we added
- 34:17this to their paper.
- 34:19So we have alpha desperate,
- 34:21it affects desperate positive neutrophil
- 34:23nets in turn, hopefully, the
- 34:25SOWFA score and ICU discharge.
- 34:28Now this made it very
- 34:30easy to come up with
- 34:31a common cause because,
- 34:33look,
- 34:34there is a common cause
- 34:35of MMI. You see that?
- 34:37It's it's so far one.
- 34:38It now becomes a common
- 34:39cause.
- 34:40Not a treatment anymore. It
- 34:41becomes a common cause. So
- 34:43we need that common cause
- 34:44because that's what they started.
- 34:47Okay. So the indirect effect
- 34:49is here,
- 34:51and the direct effect is
- 34:52something that I cannot get
- 34:53my hands on until they
- 34:55get permission to actually try
- 34:57this treatment out in human
- 34:58beings.
- 35:02So we investigated the progress
- 35:03of alpha despa by estimating
- 35:05its indirect effect mediated
- 35:07by despa positive neutrophil nets,
- 35:11assuming,
- 35:12as was shown in animal
- 35:13studies and peckerly dishes,
- 35:15that alpha despa
- 35:18eliminates
- 35:18this propositive
- 35:20looping terms. Completely invented.
- 35:22We can do it otherwise.
- 35:23We can say it has
- 35:25or whatever kind of stuff,
- 35:26but I really think it
- 35:27will eliminate, so we will.
- 35:31So what can we expect
- 35:32if alpha desperate eliminates this
- 35:34positive neutral film nets and
- 35:36after that the body
- 35:38system follows its natural course
- 35:40as though alpha desperate was
- 35:42not the cause
- 35:44of the absence of desperate
- 35:46positive neutrophil mats.
- 35:49And this is something that
- 35:50we can estimate.
- 35:52And this was published
- 35:54in,
- 35:56in in, in a paper
- 35:58together with,
- 35:59in my clinical collaborate.
- 36:03So we don't have alpha
- 36:04and s for outcome measures
- 36:06net
- 36:07yet.
- 36:09So what we did is
- 36:10just use the core the
- 36:12mediation formula.
- 36:13We get the expected
- 36:15outcome with it. So we
- 36:17get the expected out the
- 36:18mediation for maybe oh, we
- 36:20don't have one. So
- 36:23let's go back to mediation
- 36:24form.
- 36:27So we need to do
- 36:28this. So first, the common
- 36:30goal is that it's the
- 36:31SOFA score. Right?
- 36:33And then we need the
- 36:34distribution of the mediator
- 36:36under,
- 36:37under alpha dash prop zero
- 36:39zero zero
- 36:41zero zero. So that's that's
- 36:42fine. It's a it's a
- 36:43point mass.
- 36:44And then we get the
- 36:45outcome,
- 36:46the SOFA score given that
- 36:48there is no that's proper
- 36:50positive filter fill nets, given
- 36:51the SOFA score and under
- 36:54a is equal to zero,
- 36:55then we do have outcome
- 36:56data under a is equal
- 36:57to zero. It
- 37:01back.
- 37:06So the outcome under no
- 37:07treatment, that's just their outcome
- 37:09because they don't have treatment.
- 37:11And the other one, we
- 37:13need
- 37:14to
- 37:14do average over the distribution
- 37:16of the c. So we
- 37:17just get mass one over
- 37:18m to each of the
- 37:19c's.
- 37:20And so that is the
- 37:22empirical
- 37:23distribution function of the c's.
- 37:24Just get mass one over
- 37:26m to each of them.
- 37:27They have to do given
- 37:28the mediator is zero because
- 37:30everything what alpha desperate will
- 37:31do, that's a point mass
- 37:33at zero,
- 37:34and we get the expected
- 37:35outcome on,
- 37:37expanded so far two score
- 37:39under m is equal to
- 37:40zero, c is equal to
- 37:41c, and a I is
- 37:42equal to zero. So what
- 37:43we still need to do
- 37:45is make,
- 37:47outcome model under no treatment.
- 37:49But we have outcomes under
- 37:51no treatment so that we
- 37:52can
- 37:56we we took a regression
- 37:58model for that, simple regression
- 38:00model.
- 38:02And here is the correlations,
- 38:05and here is
- 38:07the fit.
- 38:08They wanted the interaction between
- 38:10the SOFA score and the
- 38:12best proposal.
- 38:14They thought it was important,
- 38:15so I included.
- 38:17And they were right. You
- 38:18see that the PBL is
- 38:20quite
- 38:22standard residuals
- 38:23looked a little bit all
- 38:24over the place, so we
- 38:26decided to not go with
- 38:27parametric models.
- 38:29Parametric semi parametric models where
- 38:31we don't want to assume
- 38:32that the distribution of these
- 38:33things is normal
- 38:35because there's only thirty four
- 38:37observations and three fall out
- 38:39of the boundary.
- 38:41So here's my zeros.
- 38:43I made sure I had
- 38:44enough of them. I needed
- 38:45enough of them, so I
- 38:46counted them. And so you
- 38:48see they they have the
- 38:49we have the model. There's
- 38:51the model. Here. Yeah. Yeah.
- 38:53Here's the model sofa score,
- 38:56and then the t one
- 38:57sofa that is the predictor
- 38:58and then the post it
- 39:00both. And the there's prepulsive
- 39:01neutrophil nets and the interaction.
- 39:05So we need to,
- 39:08do the predicted
- 39:09values
- 39:10of that
- 39:11model,
- 39:13but with the new data.
- 39:15And the new data have
- 39:16all the positive the positive
- 39:18the all the desperate and
- 39:19positive neutrophil nets equal to
- 39:21zero. That's that m zero
- 39:22that I have there, all
- 39:23zeros.
- 39:24So we can just do
- 39:25this, and we find
- 39:28a pure indirect effect or
- 39:31an organic indirect effect relative
- 39:32to a is equal to
- 39:33zero,
- 39:34a decrease in time to
- 39:36SOWFA score of zero point
- 39:38seventy one. They were a
- 39:39little bit bit disappointed, the
- 39:41doctors, and then they were
- 39:42like, ah, but there are
- 39:44people actually that we don't
- 39:46expect
- 39:47to have a big effect
- 39:49because they already have a
- 39:51pretty good SOWFA score once
- 39:53they come in. So we
- 39:54cannot expect a much of,
- 39:56of an effect in those
- 39:58people because they're already pretty
- 39:59healthy.
- 40:00So they said, let's also
- 40:02figure out how it is
- 40:03in people who come into
- 40:04the ICU
- 40:05with the score with the
- 40:06SOFA
- 40:07score below two.
- 40:09And there we found an
- 40:10indirect effect of zero point
- 40:12ninety eight.
- 40:13And the ICU doctors told
- 40:15me that's a meaningful clinically
- 40:17meaningful,
- 40:19difference.
- 40:21A clinically meaningful defect.
- 40:24So normality and constant variance
- 40:26may not hold, so we
- 40:27use the bootstrap for the
- 40:28conference interval. You see that
- 40:29there we create a.
- 40:35Okay.
- 40:39So COVID nineteen in the
- 40:40ICU, the effect of SOWFA
- 40:41one of SOWFA two mediated
- 40:43through this proposal neutralness that
- 40:45was the question that came
- 40:46in first,
- 40:47but we can also use
- 40:48the same data to estimate
- 40:50the indirect effect of alpha
- 40:51desperate
- 40:53on SOFA two
- 40:55mediated by this positive neutral
- 40:58film
- 40:59without on treatment outcome data.
- 41:01And I have not seen
- 41:03other applications
- 41:04where people do that, that
- 41:06they estimate indirect effects
- 41:08without on treatment outcome data.
- 41:10It can be done. We
- 41:12did it. We get it.
- 41:13We call it public.
- 41:16I also looked at the
- 41:17effect of HIV cure for
- 41:18these treatments out in the
- 41:19HIV reservoir. There are several
- 41:21papers on that, and I
- 41:23looked at causal mediation and
- 41:25loss of neuroprotection
- 41:26of
- 41:27APO gene
- 41:28through lipid pathways. He wanted
- 41:30to do natural indirect effects.
- 41:32It can be done.
- 41:36I'm working on including measurement
- 41:38error in the mediator, not
- 41:40in these models because here
- 41:41we don't really model the
- 41:43mediator. We just may assume
- 41:45that the effects of alpha
- 41:47despais is making it zero.
- 41:49But in the HIV application,
- 41:50there is an HIV reservoir,
- 41:52and that is measured with
- 41:54error.
- 41:55I am also working on
- 41:57relating,
- 41:58causal mediation analysis on surrogate
- 42:00to surrogate markers
- 42:02because you can if you
- 42:03don't need on treatment outcome
- 42:05data, if you have the
- 42:06effect on a surrogate, you
- 42:08can estimate its indirect effect
- 42:10through the
- 42:11server without long term data.
- 42:15I've been looking at post
- 42:17including post treatment common causes
- 42:18of the mediator and outcome.
- 42:20If you have a good
- 42:21applied application and are interested
- 42:23in dealing with it because
- 42:25it's difficult to deal with,
- 42:26please send me an email
- 42:28because maybe we can make
- 42:29a team because I have
- 42:30theory
- 42:31but no good data example,
- 42:32and I don't wanna publish
- 42:34that without the good data.
- 42:35So if you have, please
- 42:36let me know.
- 42:38I am looking for other
- 42:39applications
- 42:40as well,
- 42:41and thank you so much.
- 42:52Question?
- 42:53Yeah. I have a question
- 42:54about the how you calculate
- 42:56your or any,
- 43:00Since based on your owner.